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In 509 B.C., and after having expelled the Etruscans, the Romans constructed
a form of political organization we call a republic. Gradually, a series of
documents were drawn up which today constitute the Roman constitution. The constitution
outlined the legal rights of citizens and in Rome, everyone with the exception
of women, slaves and resident aliens, qualified as a citizen. The Republic was
not intended for the city-state. Instead, the Roman Republic was more like a
confederation of states under the control of a representative, central authority.
There were three major political components of the Republic. Two magistrates
or consuls who served as the executive branch. They had supreme civil and military
authority and held office for one year, then entered the Senate for life. Each
consul could veto the action of the other. The Consuls were endowed with the
ex-king's imperium. They led the army, served as judges, and had religious duties.
Then came the Senate , a collection of citizens who served as the legislative
branch of the government as well as an advisory body (senatus = "council of
elders"). At its inception, the Roman Senate contained about 300 citizens. The
ranks of the Senate were drawn from ex-consuls and other officers who served
for life. By the reign of Julius Caesar, the ranks of the Senate had swollen
to more than 800 members. The Assembly of Centuries (comitia centuriata), which
conducted annual elections of consuls, was composed of all members of the army.
In this assembly the wealthier citizen voted first and thereby had a profound
influence on voting. Lastly, there was the Assembly of Tribes (comitia tributa),
which contained all citizens. The Assembly approved or rejected laws and decided
issues of war and peace. This is a form of government that we can call "mixed."
That is, history � specifically Greek history � had shown the Romans that previous
governments of the one, the few or the many just did not work. Instead, they
mixed the three principal forms of government together to create a Republic.
As such, their constitution was mixed as well: the executives serving as monarchical
element, the Senate as the aristocratic and finally, the Assembly as the democratic
element. The Greek historian Polybius (c.205-c.123 B.C.) admired the Roman system
and in his Histories remarked that:
. . . the elements by which the Roman constitution was controlled were three
in number, . . . and all the aspects of the administration were, taken separately,
so fairly and so suitably ordered and regulated through the agency of these
three elements that it was impossible even for the Romans themselves to declare
with certainty whether the whole system was an aristocracy, a democracy or
a monarchy. In fact it was quite natural that this should be so, for if we
were to fix our eyes only upon the power of the consuls, the constitution
might give the impression of being completely monarchical and royal; if we
confined our attention to the Senate it would seem to be aristocratic; and
if we looked at the power of the people it would appear to be a clear example
of a democracy.
It was, of course, the ideal that such a constitution would prevent any one
man or group of men to seize power on their own initiative. In other words,
the Republic was a government of checks and balances. This ought to sound familiar
since it is the basis of our own form of government, which is not a democracy,
but a democratic republic. Again, the ideal was that no one group could seize
power. What happened in practice was something decidedly different.
Although the Roman government was intact, the real locus of power in ancient
Rome was the family. Alliances, marriages, divorces, adoptions and assassinations
could make or break a family's path to political power in the Roman world. The
great families or clans (gens) grew so powerful that by 100 B.C. it was nearly
impossible for a man to become a consul whose ancestors had not also been consuls.
The Struggle of the Orders
One of the most important developments during the early history of the Roman
Republic was the "Struggle of the Orders." Between 500 and 300 B.C., there developed
within the body of the citizenry, a division between two social groups or classes:
patricians and plebeians. Legally defined, that is, defined by the Roman constitution,
the patricians were a small group of citizens -- they represented less than
10% of Rome's population -- who were legally and socially superior to the majority
of citizens. They had earned their position through wealth or the ownership
of land. The patricians held a monopoly of social, political and economic power
even though they were outnumbered by the plebeians. The plebeians were those
citizens who lacked power although in their composition their ranks included
everyone from landless peasant to the very wealthy individual who wanted to
become a patrician.
The "Struggle of the Orders" � a struggle between patrician and plebeian �
developed over the issue of legality. Remember, whether you were a patrician
or plebeian was determined by law and not tradition or custom. As an aristocracy
� that is, the rule of the few � only the patricians could belong to the Senate.
The plebeians had the right to vote in the Assembly, but their votes were usually
swayed by the class of patricians, their social superiors. And since the wealthier
citizens of the Senate always voted first, they usually did so as an effective
block against other groups.
In 494 B.C., the plebeians threatened to leave Rome and
set up their own independent state (concilium plebis). What the plebeians did
was to literally create a state within a state. Their object was to acquire
protection against the unjust and arbitrary acts of the Senate and consuls.
In the end, the Roman constitution was modified to meet a few of the demands
of the plebeians, but the patricians retained their measure of full control.
What the plebeians gained was right to elect two representatives -- the tribunes
(later there were ten tribunes). In typical Roman fashion, the Roman Senate
compromised with the plebeians. It was the tribune who perhaps held the most
important political power in the early centuries of the Republic. They had absolute
veto power; they could not be called to account for their actions; and they
could not be harmed in any way even touched. The only actions a tribune could
not veto were those of military commanders or dictators. By 450 B.C. the plebeians
had won another important concession -- the LAWS OF THE TWELVE TABLES, codes
specifying civic matters, crimes and the relations among citizens and family
members.
In 445 B.C., the plebeians also won the right to inter-marry with the patricians
(the Lex Canuleia). This was important for the simple reason that it allowed
wealthy plebeians to become patricians themselves, and also permitted them to
be elected to high positions within the Assembly or the Senate. In 367 B.C.,
the tribunes Gaius Licinius and Lucius Sextus passed the Licinian-Sextian laws
which specified (1) that one consul every year must be a plebeian, (2) that
the office of praetor should serve as assistant consul and (3) and that there
should be a law restricting the amount of land held by any citizen. Finally,
in 287 B.C., a law was passed that made the decisions of the Assembly of Tribes
binding on the whole state without action by any other body (the Lex Hortensia).
It seemed that for a time the plebeians had won all that they sought and their
struggles with the patricians were carried out with little bloodshed and a minimum
of violence. The "Struggle of the Orders" did not lead to open civil war. The
patricians needed the plebeians to defend Rome in times of war, and the plebeians
needed the experience and leadership of the patricians.
Compromise and Assimilation
The importance of the "Struggle of the Orders" during the formative years of
the Roman Republic cannot be overlooked -- the Struggle provides a key to understanding
the Roman world and the Roman mind. The key here is compromise and assimilation.
Wealthy plebeians were assimilated into the patrician class. Through common
sense and practicality, a compromise was reached that seemed to satisfy most
citizens, regardless of which class they may have belonged. This is a hallmark
of Roman civilization. Compromises were reached in the interests of stability
and peace. In this way the Romans avoided outright civil war and at the same
time provided all citizens with a tolerable way of life. Of course, compromise
and assimilation was a Roman strength, but over time it became instead a weakness
of the Roman world.
A comparison with the Greeks may be necessary here. For the most part, the
Greeks conducted politics in terms of principles and theory � what is the good
life? what is virtue? what is the best form of government? They expended a great
deal of energy trying to determine the best form of government for the city-state.
By the time they had perfected their direct democracy during the Periclean Age,
the Greek world was entering a period of crisis. That crisis was the Peloponnesian
War. And what followed that war was Philip II, Alexander the Great and the replacement
of the comfortable, virtuous life of the polis, with the much larger and more
impersonal cosmopolis.
The Romans perhaps knew the Greeks best � after all, they inhabited the same
Mediterranean world. But the Romans, always with an eye toward practicality
and efficiency, were not apt to make the same mistakes as had the Greeks. So,
they mixed their government, bound the lives of its citizenry to a living constitution,
and made compromises to insure the future life and growth of the Republic. I
suppose what all this boils down to is the general statement that whereas the
Greeks were thinkers, the Romans were doers, and the proof would be the success
of the Roman world itself, embodied in the grandeur of the Roman Empire.
By the 3rd century B.C., a new and larger class of patricians had
been created. These are the individuals who would eventually dominate the Roman
Senate because they held the highest positions of state and could pass their
positions on to their descendants for posterity. It was also this nobility that
controlled the state right down to the middle of the 1st century
B.C. And although the plebeians gained the means to run the state as a democracy
they chose not to do so. Their political involvement was always based on the
needs of defense rather than offence.
The Romans also embarked on a path which would soon culminate in the establishment
of the Roman Empire. Around 493 B.C., the Romans established the Latin League
to protect themselves from rival neighbors such as the Etruscans. The League
served the same purpose as the Delian League back at Athens. Rome was also an
aggressive and imperialistic power. In 396 B.C., the Romans attacked and destroyed
the Etruscan town of Veii. This was only one form of expansion. Unlike the Greeks
who, under Alexander and those who followed him, forced conquered lands into
slavery or submission, the Romans took the conquered and made them partners.
In other words, they assimilated them into the Roman cosmopolis. This was far
more efficient and, at least for the time being, there were fewer problems.
This policy of compromise and assimilation continually built up the strength
of the Roman Republic.
The conquered communities were organized by various degrees of privilege and
responsibility. For instance, some communities were granted full Roman citizenship.
Others were granted citizenship but could not vote in the Assembly. At a lower
level, some states would simply receive Rome's support in the event of an invasion.
This system of "confederating" states was far more successful than the Greek
idea of domination and submission. The Greeks sought to demolish the social
institutions of conquered lands and to replace them with Greek institutions.
Alexander left tens of thousands of his loyal soldiers in the areas that he
conquered � he also made sure that the Greek language was exported as well.
He gave his name to more than seventy cities. And to this was added the greatness
of Greek science, art, drama, philosophy and architecture. In other words, the
Greeks forced their world down the throats of everyone, a process we have identified
as Hellenization.
Rather than destroy traditional institutions, or culture, or language, or religion,
the Romans accommodated the conquered people within their own political and
administrative structure. All these people had to do was to pay taxes and serve
Rome in time of need. In other words, the Romans gave these conquered people
an "offer they couldn't refuse." They could maintain their "history" as long
as they didn't rock the boat. And that meant serving Rome. And since most of
these people were made Roman citizens, they too could feel themselves to be
a part of this growing Roman world -- and they could find the good life in their
own way, anywhere Roman power could be felt. The governing of such a vast territory
of land would become easier, the Romans understood, if everyone were made to
feel as if they were a partner in such an endeavor. The simply amazing thing
is that the Romans pulled it off.
Roman Imperialism
Given the Roman penchant for power, Rome was at war throughout most of the years
of the Republic. The most famous of these wars were the Punic Wars with Carthage (see
map). The First
Punic War (264-241 B.C.) began as a minor conflict over the presence of
Carthaginian troops in the Sicilian town of Messana. The Messanians had invited
the troops as protection but then decided to replace them with Roman troops.
War broke out over control of Sicily. The Romans suffered heavy losses but eventually
forced Carthage to abandon Sicily altogether.
The Second
Punic War (218-201 B.C.) began in Spain. Rome protested to Carthage about
its treatment of Saguntum, a town within the Carthaginian sphere of influence.
As negotiations were underway, Hannibal
(247-182 B.C.) seized Saguntum and made war inevitable. His nation was humiliated
at Sicily so now he had his chance for revenge. In 218 B.C., he led an army
from Spain, across the Alps and into Italy, but could not arouse any of his
allies to revolt. Roman tenacity eventually held out, although a great
deal of farmland to the south was destroyed.
The Third
Punic War (149-146 B.C.) saw the capture and destruction of Carthage. Rome
now controlled the province of Africa (former Carthaginian territory) and almost
all of Spain.
At the same time, Rome was also fighting in Macedonia and
in Asia Minor (205-148 B.C.) . The end result was the annexation of Greece and
Asia Minor to the Roman world. Macedonia was officially made a province of the
Republic and thus, the Romans brought an end to the independent political life
of Greece. By 44 B.C., the Romans controlled all of Spain, Gaul (France), Italy,
Greece, Asia Minor, and most of North Africa (80% of the coastal lands of the
Mediterranean).
The Roman Republic had to protect its people from outside invasion and they
did this by forming careful alliances with their neighbors. The constant warfare
of the 4th and 3rd centuries B.C. reinforced this need
for common security and mutual defense. This was something the Greeks could
not accomplish primarily because of the predominance of Athens as the seat of
government, and the isolation of Sparta as a military power. And over time,
the Greek army and navy were weakened. Alexander tried to bring some order to
this state of affairs but his early death ultimately meant the undoing of his
empire.
And again it bears repeating that the Romans did not intervene in the internal
affairs of their allies. They made many of them full or partial partners in
the Roman world. In return, all Rome expected was support in the form of taxes
(in kind or a fixed sum of money) and troops. But the Romans still had to administer
their allies and this was accomplished through provinces. Each province was
assigned to a magistrate and it was his duty to administer government policy
quickly, effectively and efficiently. These magistrates or governors were appointed
by the Senate. They ruled the provinces with absolute power and in general,
the further the province was from Rome, the more absolute was the authority
of the magistrate.
The provinces paid tribute to Rome either in money or in kind. The Romans went
on to devise a system of tax collection which eventually became totally corrupt.
Tax collectors would bid to collect taxes and then pay a fixed sum to the Senate.
They then had to go and collect that amount. The tax collectors, or publicani
as they were called, usually ordered more taxes to be paid than they had originally
contracted for, and pocketed the surplus.
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