The
Latin words res publica which mean 'commonwealth' or 'state' is the
source of today's term 'republic'. Rome was never a democracy as we
would understand it today, nor as the Greeks understood it. For Roman
society and the power within it was firmly divided by class. Most
obviously, there was a division between the free and the enslaved. But
the free Romans were further divided. If they were free from birth or
had been released from slavery, if they were Roman citizens or Latins,
if answerably to a guardian, etc...
The early Republic was solely ruled by the two upper classes, the
senators, who qualified by birth and wealth, or the equestrians or
knights. The latter were the second most wealthy group in Roman
society. Their name stems from the fact that they were supplied, by
public expense, with a horse when required for military duty.
The change from Monarchy to Republic was a gradual one. What was the
King's main function, including the waging of war, was then taken care
of by two consuls (initially called magistrates) of equal rank, elected
for one year.
It was Lucius Valerius Publicola who decreed that the lictors, the
bearers of the fasces were to march in front of each consul on
alternate months, so that there was not to be more symbols of power
under the Republic than under the Kings.
The Roman government of the Late Republic was basically a modified
version of the government instituted when Rome was little more than a
town with a few miles of territory around it. This government can be
analyzed under three categories: magistrates, senate, assemblies.
Offices
Consul Dictator Pontifex Maximus
Censor Praetor
Aedile Quaestor
The Roman republic was led by two Consuls who were joint heads of the
Roman state and commanders-in-chief of the army. They were elected only
for one year and thereafter could not be re-elected again for 10 years,
in order to prevent any form of tyranny. Until 367 BC plebeians were
barred from the office of consul. The first plebeian consul followed
immediately after the change in 366 BC.
The main role of consuls was to prepare and propose new laws. Though
this required co-operation between the two consuls, as either had the
power to veto any proposals by the other.
In times of crisis, a Dictator could be appointed. His time in office
could not be longer than six months. But for his time in office he
possessed the absolute power of a king.
Until 367 BC plebeians were barred from the office of consul. The first
plebeian consul was appointed in 356 BC Gaius Marcius Rutilus).
Religion was firmly in the hands of the Pontifex Maximus (High Priest)
- a title still held by the present day pope. The pontifex maximus was,
as were pretty much all official positions, an elected office. But
unlike other offices its holder enjoyed a residence at the Roman forum
in the very heart of Rome. His chief duty was to preside at a state
ceremonies, but apart from that he also oversaw the calendar and chose
the vestal virgins, as well as some of the priesthoods. He also
possessed powers to discipline members of the priesthood.
The Censor (of which there were two) was in his main duty the registrar
of Rome. But he also oversaw the finances, including taxation,
inspected the quality of public works and - more controversially -
oversaw public morality.
In his role as registrar of Rome, he and his staff compiled lists of
all Roman citizens, recording their name, age, ancestry, families,
wealth as well as which one of the three tribes of Rome they belonged
to.
If the initial purpose of the census, the counting of the people, was
to allow for the military strength of Rome to be assessed, then it was
naturally the censor, during the time of conscription, were in charge
of assigning men, according to their status, to the various types of
infantry or cavalry.
In their role of inspectors of public works, they oversaw the maintenance of the temples, roads, water systems.
Their powers of moral guardians were sweeping ones. Not only were they
charged to discourage unmarried couples living together and to punish
anyone who did not properly maintain his land, but they even possessed
the power to bar a senator from the senate.
Simply for not seeing to his lands properly a citizen could be reduced
to the lowest rank of citizenship.Equestrians too would be punished,if
they were found to have neglected their horse, provided to them by
public funds.
The office first arose in 444 BC, the first plebeian to hold it was
Gaius Marcius Rutilus in 351 BC. Generally this powerful office was
only ever granted to those who had already ascended the 'ladder of
honour' from quaestor to consul and had thereby proved their worth.
From the second century BC onwards, elections for this office were held
every five years, coinciding with the census of the people. Despite the
five yearly elections, a censor would only hold office for eighteen
months, meaning that for the remaining three and a half years there
would be no censors in place. Although his rulings would stay in place
until the next election.
The Praetor (of which there were six after 197 BC) was in charge of the
judiciary of Rome. He was in effect the chief law officer. He acted as
the chief judge, apart from the consuls who possessed higher authority,
should they choose to use it.
He also acted as a deputy to the consuls, in particular regarding the
administration of the provinces. And it is therefore that provincial
governors were either drawn from former consuls (proconsul) or from
former praetors (propraetor).
The office of praetor was created in 366 BC, within about a century the
post was held by two. The first plebeian praetor took up office 337 BC.
The Aedile (of which there were four after 421 BC) was the supervisor
of public works. He oversaw the public works, temples and markets.
(Therefore there must have been some cooperation with the censors who
had similar or related duties.) Also he oversaw the organization of
festivals and games, which made this a very sought after office for a
career minded politician of the late republic, as it was a good means
of gaining popularity by staging spectacles.
In 367 BC BC the refusal of the plebeian aediles on one occasion to
stage circus games for the length the senate desired, led to the senate
simply creating two new patrician aediles, the so-called curule aediles
(aediles curules) who then obliged in staging the games for the
appropriate length of time. The curule aediles were hence of senior
authority. But within twelve months the differences were settled and
also plebeians were allowed into the curule aedileship.
The Quaestor (of which there were four after 421 BC, and ten after 267
BC) was in charge of the military and civic treasury of Rome as well as
keeping records. (Therefore there must have been some cooperation with
the censors who had similar or related duties.)
Further the quaestors also acted as aides to the consuls. This office
was the lowest of the magistracies, the beginning of the 'ladder of
honour' which would lead to the office of consul.
The minimum age at which one could stand for this office was 25,
allowing time for service in the legion. The first ever plebeian to
take office as quaestor did so in 409 BC.
Magistrates
There was no qualification for office, but only the wealthy held
office. A certain number of families had a tradition of holding office,
and those whose ancestors had held the consulship were called nobles.
Within the nobility a particular mark of honor went to the patricians.
No one knows exactly what the rank originally meant, but it goes back
to the senatorial families at the foundation of the Republic. Certain
priesthoods were reserved for patricians. Those who had not held office
before were eligible, but were obviously at a disadvantage. A man whose
ancestors had never held the office for which he was running was called
a "new man" (novus homo). Rome was in effect an elective oligarchy.
Roman government was carried out by a hierarchically arranged series of
magistrates. Magistracies were normally held for one year.
The senior magistrates possessed a power called imperium, originally
the power of life and death. By the Late Republic magistrates could not
execute or flog Roman citizens but could exercise this power against
foreigners. By virtue of their imperium senior magistrates could raise
and command armies. Two kinds of magistrates held imperium.
Consuls
The consuls were the chief magistrates of the Roman state. There were
two consuls and the year was named after them. The consuls normally
dealt with the most pressing issues, usually wars.
Praetors
Below the consuls were the praetors, who held a lesser form of
imperium. By 133 there were six praetors. The urban and peregrine
praetors dealt with legal matters in Rome, and the other four were to
govern provinces.
Prorogation
However, by this date there were six provinces. The Romans dealt with
this excess of provinces over magistrates with imperium though the
institution called prorogation. Through prorogation a magistrate's
imperium was extended for another year (and he became a proconsul or
propraetor). Prorogation thus allowed the Romans to increase the number
of magistrates with imperium without unduly increasing the number of
elected magistrates (and thereby cheapening the honor). Imperium
extended through prorogation could be exercized only outside of Rome
and was lost if the magistrate re-entered the city. A magistrate in the
city could leave after his year in office to govern a province through
prorogation or a magistrate who governed a province during his year in
office could also be prorogued. No prorogation was allowed within the
city.
There were also a number of junior magistrates without imperium.
Aediles
The aediles originally dealt with the upkeep of the city, but by the
late Republic their most prestigious job was the task of putting on
public festivals, which allowed them to win popular acclaim.
Quaestors
Below the aediles were the quaestors, who were financial officials assigned to every magistrate with imperium.
Below the quaestors there were a number of minor offices that were not
obligatory but often were the first step in a young man's political
career.
Cursus honorum (ladder of offices)
1. Within the Roman values system--honos/honestus, gloria.
(1) tribune> curule aedile> quaestor> proquaestor>
(2) praetor> propraetor> consul> censor
There was a fixed order of offices: quaestor, praetor, consul. All had
to be held, in that order. The age for holding the quaestorship was
about 25, while the praetorship and consulship were fixed respectively
at 39 and 42. The aedileship was not obligatory and was held between
the quaestorship and praetorship.
Tribunes of the plebs
In addition to these regular magistracies were the ten tribunes of the
plebs. These officials originally not the Roman People as a whole but
only the plebs. At the foundation of the Republic, only patrician
families could hold office, and everyone else belonged to the plebs.
The first two centuries saw a struggle by the plebs to win equality
with the patricians, and the tribunes were elected only by the plebs to
represent them. By the mid- fourth century plebeians won the right to
hold office, and a new ruling class called the nobility, consisting of
older patrician and wealthy plebeian families, came into existence. But
the old distinction between plebs and the state as a whole (the Populus
Romanus) continued. The plebeians had their own assembly (see below),
which elected the tribunes. The tribunes could in person veto the
action of any magistrate in the city, could summon the senate and
propose laws in the plebeian assembly. Though the office was founded
for the defence of the plebs, in the Mid Republic it was held by
members of the ruling nobility and co- opted into the government.
Starting in 133, tribunes would begin to use the inherent powers of the
plebeian assemblies against the governing oligarchy.
As in any large society with growing sophistication and complexity
there arises the need for ever more governmental offices to oversee and
regulate aspects of life. In the Roman Republic the following offices
were created in order to deal with the expanding demands on government.
Pontifex Maximus
Religion Censor
Public Morality Praetor
Law Officer Aedile
Public Works Quaestor
Treasurer
Lex Villia annalis 180 BCE
Before becoming a Roman Republican Consul a young man followed the
cursus honorum, or course of honor, which required him to serve in a
series of increasingly important positions in the magistracy. This was
a time honored and accepted custom which provided a Consul with the
experience and wisdom needed to successfully lead the Republic. The
Republican Senate felt that this experience was absolutely necessary
prior to holding the office of Consul. In 180 BCE the Senate adopted
the Villian Law which established minimum ages for holding the curule
magistracies. These minimum ages were: Curule Aedileship Age 36
Praetorship Age 39 Consulship Age 42 A magistrate could not hold
successive office in the same position but could be elected to the same
office after a two year period.
Assemblies
The Senate Comitia Curiata
Comitia Centuriata Comitia Tributa
Concilium Plebis
The Senate had roughly 300 members. In the very early days of Roman
history entry to the senate was by birth or rank. Later it was the
consuls who nominated new members to the senate.
Plebeians gained entry in the course of the fourth century BC. It was
their entry into the house which saw the assembly become a body of
experienced magistrates, rather than merely being the privileged
nobility.
Somewhere in the early to mid fourth century it became the censors who
decided upon whom to allow to join the assembly. If usually it was
consuls who joined the senators at the end of their year in office,
Sulla introduced rules by which all quaestors entered the senate after
their term in office. Had he created 300 new senators after the civil
war his proscriptions it is estimated that the number of senators
remained roughly around 500.
The senate itself didn't pass any laws of its own, but far more offered
advice. However, it authority lay in its longevity. Any magistrate
would only serve for one year. So despite enjoying more effective power
than the senators he would be out of office after only twelve months,
they wouldn't.
With the senate consisting entirely of former magistrates, one must
consider that it was a body of vast experience and great competence.
Although the senate didn't appear to possess any defined powers, much
of its power lay in customary acceptance of the senators advice on
particular matters. And so foreign policy and major financial issues
effectively lay firmly in the hands of the senate.
But so too did it advise on legislation and religious questions.
In effect, the senate formed, once plebeians had entered it,
represented a aristocracy of political merit. Although, it must be
said, that most were sons of former senators, continuing a long line of
professional politicians in their family. And so there were few 'new
men' to be found in the assembly.
The comitia curiata under the Roman kings acted as the people's
assembly. It was up of representatives of the three old tribes of the
city of Rome (three old tribes: ramnes, tities, luceres). It is
apparently based on these three old tribes that ten divisions of each
tribe mere made to form a curia, which would then be represented in the
comitia curiata. This although King Servius Tullius defined the four
new urban tribes of Rome (four new tribes:sucusana, esquilina, collina,
palatina) which meant that the tribes no longer were matters of birth,
but merely where in the city you held residence. Despite such changes
the division of Rome into thirty curiae remained.
As an assembly the comitia curiata didn't really possess any real
political powers. Far more its role was to 'confirm' magistrates in
their position, once they had already been confirmed by the senate. In
essence they therefore held no real political power, but acted as a
discussion forum from which the spokesmen of the ordinary people could
make their voices heard. The comitia curiata though also could act as a
court of appeal for death sentences, if the quaestors deemed it
suitable to hand a case to them for review.
The minimum age for the spokesman for a curia was fifty years and he was elected for life.
The comitia centuriata had already under the kings been the council
representing the military units (the 'centuries'). The comitia
centuriata elected the higher magistrates (consuls, praetors,
censors-although it was the senate which nominated the candidates),
officially declared war and peace (although the actual decisions for
this lay with the consuls). Also it was the highest court of appeal for
executions or exile.
When considering the comitia centuriata one needs to keep in mind that
its great influence was reflecting the fact that it was made up of the
soldiery, which in republican times was almost entirely made up of the
landowning classes.
Its influence decreased in the later republic, being eclipsed by the comitia tributa and the concilium plebis.
The comitia tributa, the tribal assembly, was made up of spokesmen for
the 'new' tribes, as initially defined by king Servius Tullius. If the
king had originally created 20 tribes, then this was expanded to 35, of
which four remained the tribes of the city of Rome (four 'new'
tribes:sucusana, esquilina, collina, palatina).
It elected the lower magistrates (curule aediles, quaestors) and other
officials. In the later republic became the chief law making body,
together with the concilium plebis.
The concilium plebis, was the plebeian assembly. It could only be
summoned by the Tribunes of the People (tribuni plebis). It was made up
in the same was as the comitia tributa, but with the exception that the
upper classes were excluded, hence only allowing admission to plebeians.
If at first the assembly could only pass laws (plebiscita) which would
affect the plebeians, then from 287 BC onwards its decrees became
effective for all Romans, irrespective of class. The assembly also
elected the tribunes and plebeian aediles.
In the later republic became the chief law making body, together with the comitia tributa.
The Roman People were theoretically supreme. In their assemblies, they
elected all magistrates, passed all laws, and could hold trials.
Various aspects of the assemblies minimized the influence of poorer
voters.
Curiate Assembly (Comitia Curiata)
Oldest: Curiate Assembly, the 30 original neighborhoods: (1) Concerned
with family matters: status, manus, adoption (2) Maintained
neighborhood shrines along with Collegia Compitalici, drinking
clubs/mummers? The Curiate Assembly was still a going organization on 62
Centuriate Assembly (Comitia Centuriata)
Next: the Centuriate Assembly, the Army in Council: (1) Centuries share
common root with Census (2) Every lustrum each citizen divided into one
of five categories based on the original army organization (a) Sword,
breastplate, shield, spear--80 (b) Sword, shield, spear--20 (c) Shield,
spear--20 (d) Light shield, Javelins--20 (e) Slingers--30 (f) 5
centuries of support troops (3) Wealthiest citizens in 18 centuries of
cavalry=The Equestrians (4) "Knights" and 1st Class voted first, and
elections did not continue after the decision (5) Each class divided
into same number of Seniores/Juniores, 46-64/17-45 year olds, fewer
elders with same vote so even then... (6) Summoned by officials with
imperium, who could dissolve or cancel the election for religious or
legal reasons (7) Elected same, ratified consulta of the Senate into
leges, declared war
The highest assembly was the centuriate assembly. It organization
originally derived from that of the Roman army. There were five census
classes, and to serve in the army one had to have the minimum census
qualification for the fifth class. The five classes were assigned 188
of the 193 voting units (centuries), and all those who fell below the
minimum qualification were grouped into a single century, and members
of the first class controlled 88 centuries. Elections were not decided
by the counting of all votes, but instead the votes of each century
were counted separately and then the majority of that century had a
vote equal to that of any other century. Thus a hugely disproportionate
weight was given to a vote in the highest class. The centuriate
assembly elected magistrates with imperium, conducted capital trials
and could pass laws.
The other two assemblies were organized by tribe. There were
thirty-five tribes, and these were simply territorial units: a citizen
was assigned to a tribe on the basis of the location of his home.
Tribal Assembly (Comitia Tributa) / Plebian Assembly (Concilium Plebis)
The tribal assembly was the Roman People assembled by tribe and it
elected magistrates without imperium and decided non-capital trials.
The plebeian assembly (concilium plebis) was basically the same as the
tribal assembly but excluded the patricians. In origin it was simply
the corporate assembly of the plebs and its decisions applied only to
the plebs, but in 287 these decisions (plebiscites) were made binding
on the Roman People as a whole. Because the religious formalities
associated with the plebeian assembly were significantly less
cumbersome than those of the centuriate assembly, in the Mid Republic
the senate preferred to have tribunes pass the laws it wanted in
plebeian assembly. In the Late Republic tribunes from the nobility
would use the inherent powers of the plebeian assembly against the
ruling oligarchy.
Tribal/Plebeian Assembly, a relic of the Revolution: (1) Summoned by
tribunes (2) When Plebs resorted to joint action (secessiones to
Aventine) to gain basic role in government, they formed their own
deliberative body, and elected the tribunes. (3) Plebeian tribes
elected (a) tribunes (b) Two aediles: curules, city management, public
games (4) Plebiscita, with the force of law after 287 (5) Courted by
vote-seekers and power-mongering tribunes
The Senate
All senior magistrates automatically sat in the senate. Eventually the
quaestorship gave the right to sit in the senate. Strictly speaking,
the senate had no statutory powers at all, and could only issue
"advice" (decrees of the senate). However, since the senate comprised
the most important political men in the state, magistrates generally
obeyed its decrees. Furthermore, during the war with Hannibal (218-202
BC) the senate had assumed control of overall policy, and controlled
the prorogation of magistrates. The senate also oversaw the state
finances by controlling the distribution of money from the state
treasury.
Assessment of the Assemblies
(1)The assemblies were not often in session. Ask any bureaucrat--day to day control is where the REAL power lies.
(2) Membership originally king's prerogative, then consul's, then
censors, then every office-holder from curule aedileship upwards. For
life, unless thrown out by a censor
(3) Assembled first by kings, then by officials with imperium to advise them
(4) Could vote and pass consulta as way of: (a) Instructing
magistrates: S.C.U (b) Advising people--but remember the mechanics of
the Centuriate Assembly
(5) Essentially the Roman upper classes in union to maintain their res
publica against enemies foreign and domestic: Cineas, again.
(6) They did a good job of that, it must be admitted. B. No time to go
over the early rounds of the Struggle of the Orders but 1. In between
the gerrymandering, the clients voting with their patron families,
patrician control of the priesthood and censorship, the plebs basically
had no vote and no way of holding office 2. Just as in Athens, what
finally drove the people into revolt was upper-class abuse of
debt-slavery, nexum 3. That mess largely grew out of plebs being
drafted off their farms to fight in the wars. One day the army marched
off in the wrong direction and told the patricians to defend their own
damn estates 4. One of the reasons the Romans were so generous with
their citizenship was their need for draftees 5. There were also
wealthy plebs who, by the Lex Canuleia of 445 were able to contract
marriage alliance with impoverished patrician families 6. The
gerrymandering in the Centuriate Assembly favored whichever group was
in charge--so it was upper-class plebs and patricians vs. lower class
everybody 7. Therefore, as long as everybody was in cahoots, the system
worked. . . but what if people fell out of cahoots?
XII. Enter the Gracchi:
Analysis of Rome's institutions by Polybius noted that the senate
controlled the most important spending on public buildings by the
censors and the investigation of the crimes of treason, conspiracy, and
murder. Foreign affairs and the imposing of penalties or rewards on
other nations were also the prerogative of the senate. Nonetheless the
people were responsible for conferring honors and punishment, bestowing
of offices, passing or repealing laws, declaring war or peace, and
ratifying treaties. Tribunes could still veto decrees of the senate and
could even prevent them from meeting. By this time the rise of "new
men" to the consulship from the plebeians ennobled their families so
that now there were many noble plebeian families and more plebeians in
the senate than patricians. The senate usurped more power by nullifying
new laws that did not give due regard to existing laws and by
appointing judicial commissions with unlimited punitive power.
According to Polybius all citizens were supposed to serve at least ten
years in the army except for the poorest, who served in the navy, and
no one could hold office before completing ten years of military
service.
A. How did the Roman government, officially, work? (Starr, pp. 468 ff.)
2. The concept of Imperium--the inheritance from the King after 509.
Keep it divided in order to prevent a tyrant (bad) or a king
(unthinkable!) except in emergencies:
(1) dictator, appointed by one of the two consuls on the Senate's nomination
(2) His orders (except for executions) not subject to veto or appeal
(3) Maximum term 6 mos., ideally to resign (Cinncinnatus) as soon as the emergency had passed
(4) Could not ride horse, had to appoint a Magister Equitum to command the cavalry
b) Two consuls, initially from the oldest settlers, the patricians vs. plebeians
c) In 366 a praetor--home defense, and then the addition of judicial
authority, later two. Still had imperium, but subordinate to the
consuls.
d) Proconsuls--leave the person who had the office last with the same
responsibilities outside of the city. Generals, later provincial
administrators.
e) Aediles--four, supervisors of markets, roads, and commerce, inc. foreign commerce., no imperium.
f) Quaestors--collected, counted, distributed state revenues, no imperium.
g) Ten tribunes, products of the secessions of the 500's
(1) Title is the old military one, 6/legion, coming
from the Plebs in the army marching over to the Aventine and forcing
the patricians to make terms
(2) "Slow Burn" revolution--protectors of the plebs,
could forbid the action of any Roman citizen and the plebs had sworn to
kill anyone who interfered with one
(3) ONLY Plebs could be tribunes or vote for them
h) Lesser officials: lictors, judges, scribes
(1) lictors closest thing to police
(a) Enforced order in the assembly, cleared paths
(b) praetor urbanus 2, consuls 6/12, dictators 12/24
(2) duo viri noctunales--night court
i) Religious Administration
The Pontifex Maximus led a college of 9 Pontifices to maintain ritual,
open and close temples and a college of 9 Augurs to watch for bird sign
j) Outside, yet Inside--the Censorship
(1) Always elected from consulares, ex-consuls but no imperium
(2) Elected for 18 mos every five years, a lustrum linked to religious ceremony purifying the city
(3) Every Roman citizen asked to declare wealth, size of family
(4) Also let public contracts (since aware of the tax base?) for roads, aquaeducts, cf. Flaminius as censor and the Via Flaminia
(5) Could excersise the power of the purse, or control Roman politics
by throwing people out of the Senate or their census rating for charges
such as immorality, hence the modern association.
Clientela
One reason that the Roman oligarchy was able to maintain itself was the
social institution called clientela. By this when anyone who sought the
assistance of another the former became the client of the latter, who
was thus his patron. This system meant that lower members of society
had a greater interest in supporting the position of his patron than in
getting rid of all patrons. However, the facts that any magistrate who
benefitted citizens naturally became their patron and that all
distributions of land had to be implemented by specific magistrates
made the oligarchy very averse to any form of land distribution in the
Late Republic. This situation was to cause the oligarchy much trouble.
The Romans extended this system to their foreign policy. Conquered
peoples became the clients of the generals who conquered them, and
could adopted other leading men as clients.
Optimates/populares
The second century was one of comparative calm in Roman politics. The
ruling oligarchy maintained its control of Roman government without any
challenge, and led the Roman state to victory in numerous wars of
conquest. In the Late Republic this control was challenged by members
of the ruling class who championed the powers of the popular assemblies
against the oligarchy. Those who supported the oligarchy, which on the
whole is equivalent to the position of the senate, are called
optimates. Those who challenge the oligarchy are called populares. The
populares had no coherent policy, and a man who was a popularis
politician in youth generally became an optimate once he achieved
higher office.
Equites
[Lat.,=horsemen], the original cavalry of the Roman army, chosen,
according to legend, by Romulus from the three ancient Roman tribes;
the equites were selected from the senatorial class on the basis of
wealth. During the late republic they numbered 1,800, but during the
empire their number more than doubled. A law passed by Caius Sempronius
Gracchus in 123 B.C. transferred judicial functions from the senate to
the body of equites, who, though later deprived of these powers by
Sulla, attained much influence in the state. In the 1st cent. B.C. the
equites were a distinct class allowed to engage in business and they
allied themselves alternately with the popular and the senatorial
parties. During the reign of Augustus, the equites lost their political
power.